David Brett

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2021)
    • CF1 Director (AR) (since 12 May 2021)
    • CF30 Customer (since 12 May 2021)
  • Summit WM LTD

    FRN 947640

    • (1)Employed By (since 12 May 2021)
  • Invicta Financial Planning LLP (no longer approved here)

    FRN 574907

    • (9)Employed By (27 Jan 2014 to 19 Jan 2016)
  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • CF30 Customer (27 Jan 2014 to 19 Jan 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Mar 2013 to 27 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Summit WM LTD

  2. controlled function added: (1)Employed By at Summit WM LTD