Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Invicta Financial Planning LLP
FRN 574907
- (2)Employed By (since 8 May 2024)
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INVICTA FINANCIAL SERVICES LIMITED
FRN 587095
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (22 Nov 2017 to 3 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.