Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2025)
    • [FCA CF] Client dealing (since 25 Sep 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 20 Aug 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 20 Aug 2025)
  • Bigmore Associates Limited (no longer approved here)

    FRN 446399

    • [FCA CF] Client dealing (4 Jan 2022 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 30 Jun 2022)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (23 Jun 2021 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (23 Jun 2021 to 30 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Mar 2015 to 4 Dec 2015)
  • Asset Wealth Managers Ltd (no longer approved here)

    FRN 551145

    • Employed By (4 Mar 2015 to 4 Dec 2015)
  • FINANCIAL & MORTGAGE PLANNING ASSOCIATES LTD. (no longer approved here)

    FRN 538148

    • CF30 Customer (18 Oct 2013 to 21 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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