Date authorised
1 April 2013
Companies House
05742135
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Georges House
    25 Bridge Street
    Walton-on-Thames
    Surrey
    KT12 1AF
    UNITED KINGDOM
    Phone
    +4401932253939
  • Complaints Contact

    St. Georges House
    25 Bridge Street
    Walton-On-Thames
    Surrey
    KT12 1AF
    UNITED KINGDOM
    Phone
    +4401932253939

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Charles Nettleship

    IRN ACN01023

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 Oct 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Mar 2022)
    • Responsible for Insurance Mediation (21 Feb 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (21 Feb 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • Adam Larrett Neal

    IRN ALN01016

    • Responsible for Insurance Mediation (27 Jan 2012 to 15 Feb 2013)
    • CF10 Compliance Oversight (1 Oct 2008 to 15 Feb 2013)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 15 Feb 2013)
    • CF1 Director (1 Oct 2008 to 18 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 1 May 2014)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • Anthony John Smyth

    IRN AJS01441

    • CF30 Customer (2 Sep 2013 to 30 Sep 2014)
  • Christopher Layzell

    IRN CXL01740

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Clare Ridlington

    IRN CXR00270

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 3 Jul 2025)
    • [FCA CF] Client dealing (since 1 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • David Dunn

    IRN DXD01814

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • David Graham Sykes

    IRN DGS01135

    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 31 May 2021)
    • [FCA CF] Client dealing (8 Mar 2021 to 31 May 2021)
  • David John Hocking

    IRN DJH00080

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
  • David Robert Sudbury

    IRN DRS00043

    • CF30 Customer (1 Nov 2007 to 2 Oct 2012)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • Deborah Brant

    IRN DXB00386

    • SMF3 Executive Director (since 11 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (11 Mar 2022 to 12 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2020 to 11 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.