David John Hocking

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bigmore Associates Limited

    FRN 446399

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
    • [FCA CF] Client dealing (since 28 Nov 2022)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
  • Noble Johnson (2349) (no longer approved here)

    FRN 181080

    • (6)Employed By (23 Apr 1999 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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