Adam Larrett Neal

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehill Financial Limited (no longer approved here)

    FRN 606549

    • [FCA CF] Manager of certification employee (19 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jan 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Jan 2025)
    • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Stonehill Mortgages Ltd (no longer approved here)

    FRN 927626

    • SMF3 Executive Director (3 Aug 2020 to 9 Nov 2023)
    • SMF16 Compliance Oversight (3 Aug 2020 to 9 Nov 2023)
    • Responsible for Insurance Distribution (3 Aug 2020 to 9 Nov 2023)
    • Responsibility for MCD Intermediation (3 Aug 2020 to 9 Nov 2023)
  • Stonehill Commercial Limited (no longer approved here)

    FRN 768649

    • CF1 Director (16 Feb 2017 to 18 Apr 2019)
  • Bigmore Associates Limited (no longer approved here)

    FRN 446399

    • Responsible for Insurance Mediation (27 Jan 2012 to 15 Feb 2013)
    • CF1 Director (1 Oct 2008 to 18 Feb 2013)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 15 Feb 2013)
    • CF10 Compliance Oversight (1 Oct 2008 to 15 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 1 May 2014)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.