Stonehill Financial Limited

• Principal Place of Business

  Dixcart House

  Addlestone Road

  Bourne Business Park

  Addlestone

  Surrey

  KT15 2LE

  UNITED KINGDOM

  Phone

  +441932918291

  Web

  https://www.stonehillfinancial.co.uk

• Complaints Contact

  Dixcart House

  Addlestone Road

  Bourne Business Park

  Addlestone

  Surrey

  KT15 2LE

  UNITED KINGDOM

  Phone

  +4401932918291

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Larrett Neal

  IRN ALN01016

  • [FCA CF] Manager of certification employee (19 Jan 2021 to 31 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jan 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Jan 2025)
  • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
  • CF1 Director (2 Jan 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
• Christopher James Reed

  IRN CJR01106

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 18 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2024)
  • SMF3 Executive Director (since 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2021)
  • [FCA CF] Client dealing (since 19 Jan 2021)
• James Michael McGlynn

  IRN JXM86521

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
• Mark Jason Thompson

  IRN MXT00404

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 18 Jun 2025)
  • SMF16 Compliance Oversight (since 18 Sep 2024)
  • SMF3 Executive Director (since 21 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2022)
  • [FCA CF] Client dealing (since 5 Aug 2022)

No changes recorded yet.