Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Stonehill Financial Limited
FRN 606549
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 18 Jun 2025)
- SMF16 Compliance Oversight (since 18 Sep 2024)
- SMF3 Executive Director (since 21 Mar 2023)
- [FCA CF] Client dealing (since 5 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 5 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.