Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 25 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Aug 2022)
    • Responsibility for MCD Intermediation (since 25 Aug 2022)
    • [PRA CF] Key function holder (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • SMF3 Executive Director (since 3 Aug 2020)
  • Stonehill Financial Limited (no longer approved here)

    FRN 606549

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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