Donald Hooper

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Financial Goal Attainment Limited (no longer approved here)
FRN 627917
- [FCA CF] Client dealing (7 Dec 2020 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Mar 2022)
Butlers Wharf Independent Advisers Ltd (no longer approved here)
FRN 228451
- Employed By (22 Oct 2015 to 13 Apr 2017)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF1 Director (AR) (26 Apr 2012 to 31 Aug 2012)
- CF30 Customer (26 Apr 2012 to 31 Aug 2012)
Tulip Financial Management (2484) (no longer approved here)
FRN 183044
- (6)Employed By (25 May 1999 to 14 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.