Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Adrian Watts
IRN RAW01094
- SMF1 Chief Executive (11 Jun 2020 to 30 Sep 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (9 Jun 2014 to 19 Jun 2019)
- CF1 Director (6 Jan 2014 to 8 Dec 2019)
Richard Allan Mercado
IRN RAM01249
- CF30 Customer (30 Jun 2010 to 5 Mar 2012)
Richard Anthony Cornwell
IRN RAC00046
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Richard Boardman
IRN RJB01191
- CF27 Investment Management (4 Jun 2003 to 30 Jun 2004)
Richard Bradley Vincent
IRN RBV01004
- SMF3 Executive Director (since 16 Mar 2026)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
Richard Charles Stevens
IRN RCS01078
- CF27 Investment Management (7 Aug 2002 to 22 Oct 2004)
Richard Charles Wilson
IRN RCW01059
- CF29 Significant management (2 Sep 2010 to 14 May 2012)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Richard David Bowen
IRN RDB00033
- CF21 Investment Adviser (18 Jun 2002 to 18 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2002)
Richard Derek Buxton
IRN RDB00024
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)
Richard Hugh O'Neill
IRN RHO00003
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.