Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard James Fletcher
IRN RJF01056
- CF27 Investment Management (19 May 2003 to 31 Dec 2004)
Richard James Nash
IRN RJN01028
- CF27 Investment Management (7 Aug 2002 to 12 Dec 2003)
Richard James Stewart
IRN RXS25242
- SMF3 Executive Director (25 Mar 2020 to 8 Nov 2021)
Richard John Edney
IRN RJE00048
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Richard John Ovenden
IRN RJO00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Richard Jonathan Bell
IRN RJB01188
- CF27 Investment Management (7 Aug 2002 to 30 Jun 2006)
Richard Kenneth Lehman
IRN RKL01006
- CF1 Director (1 Dec 2001 to 1 Jul 2002)
Richard Michael Johnson
IRN RMJ01011
- CF1 Director (1 Dec 2001 to 1 Jul 2002)
Richard Peter Philbin
IRN RPP01023
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Richard Robin David Nairn
IRN RRN01003
- CF30 Customer (21 Aug 2015 to 13 Jun 2019)
- CF27 Investment Management (15 Dec 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.