Richard Peter Philbin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Metis Asset Management Ltd

    FRN 823998

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • [FCA CF] Client dealing (since 7 Nov 2022)
  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 27 Jan 2023)
    • [FCA CF] Client dealing (since 17 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2022)
    • [FCA CF] Manager of certification employee (since 17 Mar 2022)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF30 Customer (7 May 2013 to 4 Apr 2016)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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