Metis Asset Management Ltd

• Principal Place of Business

  Brooklands Barn

  Rocky Lane

  Haywards Heath

  West Sussex

  RH16 4RR

  UNITED KINGDOM

  Phone

  +443456460311

  Web

  https://www.metisam.co.uk

• Complaints Contact

  Brooklands Barn

  Rocky Lane

  Haywards Heath

  West Sussex

  RH16 4RR

  UNITED KINGDOM

  Phone

  +441392410180

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Robert Knott

  IRN AXK32974

  • [FCA CF] Material risk taker (since 20 Oct 2025)
  • [FCA CF] Significant management (since 20 Oct 2025)
• Andrew Westenberger

  IRN AXW01618

  • SMF1 Chief Executive (since 30 Apr 2025)
  • SMF3 Executive Director (since 30 Apr 2025)
• Edward John Renwick

  IRN EXR00253

  • SMF3 Executive Director (since 14 May 2025)
• Gary Martin

  IRN GXM02234

  • [FCA CF] Client dealing (7 Nov 2022 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 31 Jul 2023)
• George Robert Delaney

  IRN GRD00014

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
  • CF11 Money Laundering Reporting (26 Apr 2019 to 8 Dec 2019)
  • CF1 Director (26 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• Gordon David Jan Slocombe

  IRN GDS01087

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
  • CF1 Director (26 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• Harry Bhavnani

  IRN HXB00300

  • SMF3 Executive Director (since 18 Jul 2025)
• Jacintha Michelle De Alwis

  IRN JMD01115

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Nov 2022 to 10 Jan 2025)
  • SMF16 Compliance Oversight (7 Nov 2022 to 10 Jan 2025)
• James Kempster

  IRN JXK20547

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 12 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
  • [FCA CF] Client dealing (since 7 Nov 2022)
• Joel Peter Wormald

  IRN JPW01136

  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
  • CF1 Director (26 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)

No changes recorded yet.