Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Jun 2015 to 8 Dec 2019)
  • Metis Asset Management Ltd (no longer approved here)

    FRN 823998

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 31 Jul 2023)
    • [FCA CF] Client dealing (7 Nov 2022 to 31 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.