Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
- [FCA CF] Client dealing (since 2 Jan 2026)
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Metis Wealth Ltd
FRN 599292
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
- CF11 Money Laundering Reporting (31 Oct 2018 to 8 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 12 Oct 2022)
- CF30 Customer (2 Jul 2013 to 8 Dec 2019)
- CF1 Director (2 Jul 2013 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
- CF1 Director (26 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Apr 2019 to 8 Dec 2019)
- CF30 Customer (26 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (14 Sep 2011 to 7 Nov 2012)
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- (22)Employed By (19 Sep 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (22)Employed By at Place Campbell TrinityBridge Limited