Metis Asset Management Ltd

• Principal Place of Business

  Brooklands Barn

  Rocky Lane

  Haywards Heath

  West Sussex

  RH16 4RR

  UNITED KINGDOM

  Phone

  +443456460311

  Web

  https://www.metisam.co.uk

• Complaints Contact

  Brooklands Barn

  Rocky Lane

  Haywards Heath

  West Sussex

  RH16 4RR

  UNITED KINGDOM

  Phone

  +441392410180

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• KISHAN RAJA

  IRN KXR00119

  • [FCA CF] Client dealing (since 7 Nov 2022)
• Leighton David Francis Dunkley

  IRN LXD00197

  • [FCA CF] Material risk taker (18 Oct 2024 to 24 Jan 2025)
  • [FCA CF] Significant management (18 Oct 2024 to 24 Jan 2025)
  • SMF3 Executive Director (13 Oct 2022 to 13 Sep 2024)
• Matthew Paul Hills

  IRN MPH01171

  • [FCA CF] Significant management (since 13 Jan 2026)
• Michael Alexander Smits

  IRN MAS01641

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
• Michael Jonathan Read Bishop

  IRN MJB01358

  • SMF3 Executive Director (since 26 Mar 2025)
• Neil Leslie Lloyd

  IRN NLL01017

  • SMF16 Compliance Oversight (since 5 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2025)
• Nicholas Hunt

  IRN NXH25904

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Feb 2025 to 12 Sep 2025)
  • SMF16 Compliance Oversight (10 Feb 2025 to 12 Sep 2025)
• Richard Peter Philbin

  IRN RPP01023

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 12 Dec 2025)
  • [FCA CF] Client dealing (since 7 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
  • [FCA CF] Manager of certification employee (since 7 Nov 2022)
• Ross Bennewith

  IRN RXB01153

  • [FCA CF] Significant management (since 13 Jan 2026)
• Samantha Chanell

  IRN SXC03136

  • [FCA CF] Significant management (since 20 Oct 2025)
  • [FCA CF] Material risk taker (since 20 Oct 2025)

No changes recorded yet.