Metis Asset Management Ltd

Date authorised
26 April 2019
Companies House
11002278
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Brooklands Barn
    Rocky Lane
    Haywards Heath
    West Sussex
    RH16 4RR
    UNITED KINGDOM
    Phone
    +443456460311
    Web
    https://www.metisam.co.uk

  • Complaints Contact

    Brooklands Barn
    Rocky Lane
    Haywards Heath
    West Sussex
    RH16 4RR
    UNITED KINGDOM
    Phone
    +441392410180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jane Spencer Soar

    IRN SJS01154

    • SMF3 Executive Director (7 Nov 2022 to 18 Dec 2024)
  • Simon John Arthur

    IRN SJA00040

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
    • CF1 Director (26 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2019 to 8 Dec 2019)
  • Thomas Salt

    IRN TXS04167

    • [FCA CF] Significant management (since 20 Oct 2025)
    • [FCA CF] Material risk taker (since 20 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.