Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBIM Limited (no longer approved here)

    FRN 593265

    • SMF3 Executive Director (7 Nov 2022 to 18 Dec 2024)
  • Metis Asset Management Ltd (no longer approved here)

    FRN 823998

    • SMF3 Executive Director (7 Nov 2022 to 18 Dec 2024)
  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • SMF9 Chair of the Governing Body (27 Aug 2021 to 18 Dec 2024)
    • SMF1 Chief Executive (23 Dec 2019 to 18 Dec 2024)
    • SMF3 Executive Director (23 Dec 2019 to 18 Dec 2024)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF29 Significant management (9 Dec 2015 to 15 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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