Simon John Arthur

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 2 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
  • Metis Wealth Ltd

    FRN 599292

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 22 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2025)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2022)
    • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
    • CF1 Director (2 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2013 to 18 Mar 2019)
    • Responsible for Insurance Mediation (2 Jul 2013 to 30 Sep 2018)
  • Metis Asset Management Ltd (no longer approved here)

    FRN 823998

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
    • CF1 Director (26 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2019 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (11 Oct 2011 to 7 Nov 2012)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (16)Employed By (12 Dec 2006 to 7 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (16)Employed By at Place Campbell TrinityBridge Limited