Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HAWKSMOOR INVESTMENT MANAGEMENT LIMITED
FRN 472929
- SMF3 Executive Director (since 26 Mar 2025)
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GBIM Limited
FRN 593265
- SMF3 Executive Director (since 26 Mar 2025)
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Metis Asset Management Ltd
FRN 823998
- SMF3 Executive Director (since 26 Mar 2025)
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- [FCA CF] Material risk taker (7 Jun 2023 to 30 Jun 2024)
- [FCA CF] Client dealing (31 Mar 2023 to 30 Jun 2024)
- [FCA CF] Significant management (1 Apr 2022 to 30 Jun 2024)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (1 Apr 2022 to 30 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.