Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 7 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2007 to 31 Oct 2007)
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Intentional Financial Planning Ltd
FRN 1028497
- (2)Employed By (since 7 Mar 2025)
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- (6)Employed By (4 Oct 2007 to 13 May 2025)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.