Richard Charles Stevens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

South River Asset Management Limited (no longer approved here)
FRN 197097
- CF30 Customer (1 Jun 2017 to 8 Dec 2019)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (12 Aug 2010 to 2 Oct 2014)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (12 Aug 2010 to 2 Oct 2014)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- CF30 Customer (1 Nov 2007 to 19 Nov 2009)
- CF27 Investment Management (25 Sep 2007 to 31 Oct 2007)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF27 Investment Management (12 Jan 2005 to 15 Jun 2007)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF27 Investment Management (11 Oct 2004 to 22 Oct 2004)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (7 Aug 2002 to 22 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.