Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 16 Mar 2026)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
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- SMF3 Executive Director (since 16 Mar 2026)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 21 Oct 2022)
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
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Threadneedle Investment Services Limited
FRN 190437
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF1 Director (12 Aug 2019 to 8 Dec 2019)
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- CF29 Significant management (25 Jul 2008 to 20 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.