Richard Boardman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 20 Aug 2025)
  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • [PRA CF] Key function holder (1 Oct 2020 to 16 Dec 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (11 Oct 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (11 Oct 2019 to 30 Sep 2020)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (11 Oct 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (11 Oct 2019 to 30 Sep 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (25 Oct 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Jul 2011)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (4 Jun 2003 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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