Richard Adrian Watts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF3 Executive Director (8 Feb 2022 to 8 Mar 2024)
    • [FCA CF] Material risk taker (1 Jun 2021 to 8 Mar 2024)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF3 Executive Director (8 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (5 Jan 2022 to 30 Sep 2024)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • SMF3 Executive Director (8 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (5 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (5 Jan 2022 to 30 Sep 2024)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF27 Partner (8 Feb 2022 to 8 Mar 2024)
    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2024)
    • CF29 Significant management (12 Jun 2013 to 1 Oct 2019)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF1 Chief Executive (11 Jun 2020 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (9 Jun 2014 to 19 Jun 2019)
    • CF1 Director (6 Jan 2014 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF1 Chief Executive (11 Jun 2020 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (6 Jan 2014 to 8 Dec 2019)
    • CF29 Significant management (12 Jun 2013 to 1 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 1 Oct 2019)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (12 Jun 2013 to 1 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (27 Apr 2004 to 26 Jan 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.