Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF12 Chair of the Remuneration Committee (9 May 2025 to 31 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (18 May 2021 to 31 Dec 2025)
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- SMF12 Chair of the Remuneration Committee (9 May 2025 to 31 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (18 May 2021 to 31 Dec 2025)
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- CF1 Director (18 Oct 2017 to 23 May 2019)
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- CF3 Chief Executive (1 Jan 2013 to 19 Oct 2018)
- CF1 Director (14 May 2012 to 10 Jun 2019)
- CF29 Significant management (2 Sep 2010 to 14 May 2012)
- CF30 Customer (1 Nov 2007 to 15 May 2015)
- CF27 Investment Management (21 Sep 2004 to 31 Oct 2007)
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- CF3 Chief Executive (1 Jan 2013 to 24 Jun 2014)
- CF1 Director (14 May 2012 to 6 Jul 2015)
- CF29 Significant management (2 Sep 2010 to 14 May 2012)
- CF30 Customer (1 Nov 2007 to 15 May 2015)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
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- CF29 Significant management (29 Jun 2012 to 23 May 2019)
- CF1 Director (2 Sep 2010 to 6 Jun 2012)
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- CF29 Significant management (2 Sep 2010 to 14 May 2012)
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- CF29 Significant management (2 Sep 2010 to 14 May 2012)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.