Richard Anthony Cornwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (AR) (9 May 2006 to 11 Jul 2012)
    • CF22 Investment Adviser (Trainee) (9 May 2006 to 17 Aug 2006)
  • Richard Anthony Cornwell

    FRN 451370

    • (1)Employed By (since 9 May 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 21 Aug 2003)
    • CF7 Sole Trader (AR) (23 Dec 2002 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 Aug 2003 to 15 May 2006)
    • CF7 Sole Trader (AR) (23 Dec 2002 to 15 May 2006)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 21 Aug 2003)
  • Barker Lewis Associates (no longer approved here)

    FRN 221403

    • Employed By (23 Dec 2002 to 15 May 2006)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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