Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Crevan Sean Begley

  IRN CSB01131

  • 3. Giving personal recommendations on derivatives
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
• Damon Walter Hopkins

  IRN DWH01116

  • [FCA CF] Manager of certification employee (13 Dec 2022 to 8 Aug 2024)
  • [FCA CF] Client dealing (13 Dec 2022 to 8 Aug 2024)
  • [FCA CF] Significant management (13 Dec 2022 to 8 Aug 2024)
• Daniel Wesley Broad

  IRN DWB01112

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2026)
  • [FCA CF] Client dealing (since 1 May 2024)
• Darren Howarth

  IRN DXH02309

  • CF30 Customer (13 Dec 2017 to 17 Jun 2019)
• David James Whalley

  IRN DJW01434

  • CF28 Systems and controls (24 Apr 2013 to 31 Oct 2016)
  • CF1 Director (24 Apr 2013 to 31 Oct 2016)
• David John Pye

  IRN DJP00051

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Aug 2024)
  • CF30 Customer (29 Jul 2013 to 8 Dec 2019)
• David John Till

  IRN DXT01187

  • CF1 Director (24 Apr 2013 to 11 May 2016)
• David Michael Taylor

  IRN DMT00003

  • CF1 Director (24 Apr 2013 to 3 May 2013)
• Deon Francois Dreyer

  IRN DFD01019

  • [FCA CF] Client dealing (since 12 Feb 2024)
• Elizabeth Ann Kane

  IRN EAK00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2025)
  • CF10 Compliance Oversight (16 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Sep 2016 to 28 Feb 2019)
  • CF28 Systems and controls (16 Sep 2016 to 8 Dec 2019)

No changes recorded yet.