Daniel Wesley Broad

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Corporate Benefits Limited

    FRN 587699

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2026)
    • [FCA CF] Client dealing (since 1 May 2024)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (16 Sep 2008 to 8 Jun 2012)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (18 May 2005 to 14 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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