Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Jane Perrin

  IRN EJS01113

  • CF30 Customer (24 Sep 2014 to 10 Aug 2017)
• Fiona Alison Stockwell

  IRN FAS01023

  • CF28 Systems and controls (24 Apr 2013 to 5 Aug 2016)
  • CF11 Money Laundering Reporting (24 Apr 2013 to 5 Aug 2016)
  • CF10 Compliance Oversight (24 Apr 2013 to 5 Aug 2016)
  • CF1 Director (24 Apr 2013 to 5 Aug 2016)
• Francis Arthur Elliot Yeo

  IRN FAY01003

  • [FCA CF] Client dealing (5 Mar 2024 to 5 Oct 2025)
• Gavin Bryce Merchant Giles

  IRN GXG00047

  • [FCA CF] Manager of certification employee (8 Oct 2020 to 31 Dec 2020)
  • [FCA CF] Client dealing (8 Oct 2020 to 31 Dec 2020)
• Geoffrey Malcolm Carr

  IRN GMC01135

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 May 2013 to 8 Dec 2019)
• Gerard Jude Walsh

  IRN GJW01064

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• Gordon Andrew Kerr

  IRN GXK00026

  • SMF3 Executive Director (since 10 Nov 2025)
• Graeme Munn

  IRN GXM00203

  • [FCA CF] Client dealing (12 Feb 2021 to 6 May 2022)
• Graham Poulteney

  IRN GXP00075

  • CF30 Customer (24 Apr 2013 to 3 May 2013)
• Grant Edwin Stobart

  IRN GES01033

  • SMF1 Chief Executive (9 Dec 2019 to 21 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
  • CF3 Chief Executive (23 Jan 2017 to 8 Dec 2019)
  • CF1 Director (23 Jan 2017 to 8 Dec 2019)

No changes recorded yet.