Fiona Alison Stockwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MASECO LLP

    FRN 489718

    • [FCA CF] Manager of certification employee (since 10 Nov 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [PRA CF] Key function holder (since 31 Mar 2021)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF10 Compliance Oversight (7 Aug 2013 to 1 Dec 2014)
    • CF11 Money Laundering Reporting (7 Aug 2013 to 1 Dec 2014)
    • CF1 Director (7 Aug 2013 to 1 Dec 2014)
    • CF28 Systems and controls (7 Aug 2013 to 1 Dec 2014)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF1 Director (24 Apr 2013 to 5 Aug 2016)
    • CF10 Compliance Oversight (24 Apr 2013 to 5 Aug 2016)
    • CF11 Money Laundering Reporting (24 Apr 2013 to 5 Aug 2016)
    • CF28 Systems and controls (24 Apr 2013 to 5 Aug 2016)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF1 Director (7 Apr 2009 to 25 Jun 2010)
    • CF11 Money Laundering Reporting (27 Aug 2007 to 19 Apr 2011)
    • CF10 Compliance Oversight (27 Aug 2007 to 19 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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