Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hannah Carmela Dolding

  IRN HCS00009

  • CF30 Customer (3 May 2013 to 12 Dec 2014)
• Harvinder Singh Bhangu

  IRN HSB01054

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
  • CF30 Customer (9 Jun 2018 to 8 Dec 2019)
• Iain MacDonald Chisholm

  IRN IMC01075

  • CF28 Systems and controls (1 Nov 2016 to 11 Jan 2017)
  • CF29 Significant management (1 Aug 2016 to 11 Jan 2017)
• Ian Edward Hill

  IRN IEH01007

  • CF30 Customer (8 Jul 2013 to 9 Jan 2015)
• Ian James Roylance

  IRN IJR00012

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
• Jeremy Richard Brown

  IRN JXB00103

  • [FCA CF] Client dealing (11 Oct 2023 to 8 Aug 2024)
• John McCarthy

  IRN JXM25105

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
• John Nicholas Paltridge

  IRN JNP00013

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Dec 2025)
  • CF11 Money Laundering Reporting (28 Mar 2019 to 8 Dec 2019)
• John Richard Broome Saunders

  IRN JRB01341

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 May 2013 to 8 Dec 2019)
• Jonathan Nicholas Jones

  IRN JNJ01022

  • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2025)
  • CF1 Director (12 Jan 2017 to 8 Dec 2019)
  • CF28 Systems and controls (12 Jan 2017 to 8 Dec 2019)

No changes recorded yet.