Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jude Francis Bennett

  IRN JFB01076

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2020)
  • CF30 Customer (28 Oct 2019 to 8 Dec 2019)
• Kara Marjan Newcombe

  IRN KMN01039

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
  • CF30 Customer (30 Dec 2014 to 8 Dec 2019)
• Karen Jane Chapman

  IRN KJK00003

  • CF30 Customer (8 Dec 2014 to 31 Jul 2018)
• Kenneth William McClintock

  IRN KWM01014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 10 Mar 2026)
  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
• Kim Maree Sraidi

  IRN KMG01041

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Sep 2023)
  • CF30 Customer (27 Mar 2017 to 8 Dec 2019)
• Lewis Paul Lamonby

  IRN LXL16136

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (14 Jun 2019 to 8 Dec 2019)
• Lorna Ann Brown

  IRN LAD00012

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
• Marc Devereux

  IRN MXD01825

  • 3. Giving personal recommendations on derivatives
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • [FCA CF] Client dealing (since 19 Aug 2020)
• Mark Alan Howlett

  IRN MAH00031

  • CF1 Director (24 Apr 2013 to 13 Oct 2016)
  • Responsible for Insurance Mediation (24 Apr 2013 to 13 Oct 2016)
  • CF30 Customer (24 Apr 2013 to 13 Oct 2016)
  • CF3 Chief Executive (24 Apr 2013 to 13 Oct 2016)
• Mark Christopher Levander

  IRN MCL00019

  • CF30 Customer (14 Feb 2014 to 17 Nov 2017)

No changes recorded yet.