Kenneth William McClintock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Corporate Benefits Limited

    FRN 587699

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
  • Broadstone Financial Solutions Limited

    FRN 134771

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • [FCA CF] Manager of certification employee (since 1 Jul 2021)
    • SMF3 Executive Director (23 Mar 2022 to 23 Oct 2025)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (16 Jul 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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