Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 19 Aug 2020)
  • Momentum Global Investment Management Limited (no longer approved here)

    FRN 232357

    • CF30 Customer (10 Dec 2015 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (21 Oct 2011 to 9 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.