Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (25 Sep 2024 to 14 Apr 2025)
- [FCA CF] Client dealing (25 Sep 2024 to 14 Apr 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
- CF30 Customer (26 Nov 2007 to 30 Jun 2017)
- CF21 Investment Adviser (2 Apr 2003 to 7 Sep 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2002 to 2 Apr 2003)
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
- CF30 Customer (8 Oct 2019 to 8 Dec 2019)
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- (15)Employed By (23 Apr 2004 to 30 Dec 2005)
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- (6)Employed By (1 Dec 2001 to 10 Jan 2003)
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- Employed By (1 Oct 1998 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.