David James Whalley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF28 Systems and controls (26 Nov 2013 to 1 Dec 2014)
    • CF29 Significant management (26 Nov 2013 to 1 Dec 2014)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF1 Director (24 Apr 2013 to 31 Oct 2016)
    • CF28 Systems and controls (24 Apr 2013 to 31 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.