Elizabeth Ann Kane

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Broadstone Financial Solutions Limited (no longer approved here)
FRN 134771
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2025)
- CF10 Compliance Oversight (24 Apr 2019 to 8 Dec 2019)
Broadstone Corporate Benefits Limited (no longer approved here)
FRN 587699
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2025)
- CF10 Compliance Oversight (16 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Sep 2016 to 28 Feb 2019)
- CF28 Systems and controls (16 Sep 2016 to 8 Dec 2019)
GALLAGHER SECURITIES UK LIMITED (no longer approved here)
FRN 182008
- CF10 Compliance Oversight (2 Feb 2015 to 11 Oct 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.