GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam George Beatty

  IRN AGB01133

  • CF1 Director (7 Apr 2011 to 10 Feb 2012)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF28 Systems and controls (1 Nov 2007 to 10 Feb 2012)
  • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
  • CF13 Finance (15 Nov 2005 to 31 Oct 2007)
• Alastair Carl Andrew Rodger

  IRN ACR01065

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Alberto Challita

  IRN AXC02002

  • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
  • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 31 Oct 2007)
• Alexander James McManus

  IRN AXM01292

  • [FCA CF] Client dealing (27 Sep 2022 to 8 Jun 2023)
• Alexander Whincup

  IRN AXW00392

  • [FCA CF] Client dealing (5 May 2021 to 18 Oct 2022)
• Alexandra Louise Dickinson

  IRN AXD00193

  • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
• Alexandre Jean-Marie Simon Delacroix

  IRN AXD00718

  • [FCA CF] Manager of certification employee (since 12 Jul 2023)
  • [FCA CF] Client dealing (since 24 Feb 2023)
• Allan John MacDonald

  IRN AJM01350

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 18 Jul 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 9 Nov 2005)
• Andrea Bellone

  IRN AXB01412

  • CF30 Customer (27 Jun 2012 to 22 Jan 2015)
• Andrew Arginovski

  IRN AXA00297

  • SMF16 Compliance Oversight (20 Apr 2021 to 30 Nov 2021)

No changes recorded yet.