Adam George Beatty

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nephila Advisors (UK) Limited

    FRN 1014480

    • [FCA CF] Client dealing (since 16 Dec 2024)
    • SMF3 Executive Director (since 16 Dec 2024)
  • Nephila Syndicate Management Limited

    FRN 816793

    • SMF24 Chief Operations (since 19 Jun 2024)
    • SMF1 Chief Executive (since 8 Aug 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (19 Dec 2022 to 16 Dec 2024)
    • CF30 Customer (19 Dec 2022 to 16 Dec 2024)
  • Asta Managing Agency Ltd (no longer approved here)

    FRN 204897

    • CF29 Significant management (1 Jan 2014 to 9 Dec 2018)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • CF1 Director (7 Apr 2011 to 10 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF28 Systems and controls (1 Nov 2007 to 10 Feb 2012)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (15 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.