Date authorised
3 January 1997
Companies House
02908053
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Isamu Souter

    IRN AIS01013

    • CF30 Customer (18 Dec 2015 to 13 Jun 2019)
  • Andrew MacLaren Martin

    IRN AMM01109

    • CF21 Investment Adviser (18 Mar 2002 to 17 Nov 2003)
    • CF17 Significant Mgt (Other Business Operations) (18 Mar 2002 to 17 Nov 2003)
    • CF25 Adviser on Syndicate Participation at Lloyd's (18 Mar 2002 to 17 Nov 2003)
    • CF1 Director (18 Mar 2002 to 17 Nov 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Mar 2002 to 17 Nov 2003)
  • Andrew Philip Newman

    IRN APN01037

    • [FCA CF] Client dealing (since 24 Feb 2026)
    • SMF3 Executive Director (since 12 Sep 2025)
  • Anthony Melia

    IRN AXM04508

    • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2024)
    • CF1 Director (14 Mar 2016 to 8 Dec 2019)
  • Benjamin James Lyon

    IRN BXL00262

    • SMF3 Executive Director (since 20 Jul 2025)
    • SMF1 Chief Executive (since 20 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Brian Douglas Shea

    IRN BDS01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (8 Feb 2023 to 22 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2025)
    • CF3 Chief Executive (22 Dec 2015 to 11 Apr 2019)
    • CF30 Customer (22 Dec 2015 to 8 Dec 2019)
    • CF1 Director (22 Dec 2015 to 8 Dec 2019)
  • Carlo Magnani

    IRN CXM02202

    • CF30 Customer (25 Jan 2013 to 8 Dec 2019)
  • Carmen Loots

    IRN CXL00198

    • [FCA CF] Client dealing (5 May 2021 to 12 Jun 2023)
  • Christine Lesley Douse

    IRN CLD01016

    • CF1 Director (1 Dec 2001 to 30 Sep 2002)
  • Christopher Graham Billing

    IRN CGB01094

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2021)
    • CF11 Money Laundering Reporting (5 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.