GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Gingell

  IRN CJG01173

  • CF30 Customer (18 Oct 2012 to 7 Nov 2014)
• Christopher Rees Newell

  IRN CRN01014

  • CF21 Investment Adviser (24 Sep 2003 to 1 Mar 2007)
• Claire Alison Mary Wilkinson

  IRN CAW01091

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Claire Powell

  IRN CXP01121

  • CF1 Director (28 Oct 2014 to 25 Jul 2018)
  • CF11 Money Laundering Reporting (17 Oct 2013 to 5 Sep 2016)
  • CF10 Compliance Oversight (17 Oct 2013 to 1 Sep 2014)
• Daniel Ohana

  IRN DXO01156

  • CF30 Customer (25 Nov 2016 to 31 Dec 2018)
• Darren John Atkins

  IRN DXA87001

  • SMF3 Executive Director (since 22 Sep 2020)
• David Aylward

  IRN DXA01859

  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Apr 2021)
  • CF10 Compliance Oversight (3 Aug 2018 to 8 Dec 2019)
• David Francis Porter

  IRN DFP01029

  • CF11 Money Laundering Reporting (7 Apr 2008 to 1 Aug 2010)
  • CF10 Compliance Oversight (7 Apr 2008 to 1 Aug 2010)
• David Michael Edwin Cousins

  IRN DXC08284

  • SMF16 Compliance Oversight (since 15 May 2025)
• David Wilson Sinclair

  IRN DXS00788

  • [FCA CF] Client dealing (9 Feb 2023 to 14 Feb 2024)

No changes recorded yet.