GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deepon Sen Gupta

  IRN DXS01977

  • [FCA CF] Manager of certification employee (5 Sep 2023 to 31 Mar 2025)
  • [FCA CF] Client dealing (14 Feb 2023 to 31 Mar 2025)
• Diederik Willem Schol

  IRN DXS02394

  • CF30 Customer (2 Sep 2014 to 24 Dec 2014)
• Divya Vasant Dattani

  IRN DXD00246

  • SMF3 Executive Director (19 May 2023 to 20 Jan 2026)
  • SMF16 Compliance Oversight (19 Mar 2022 to 28 Jun 2024)
• Eamonn Anthony McMurrough

  IRN EXM01388

  • CF30 Customer (25 Oct 2012 to 7 Nov 2014)
• Edward John Le Flufy

  IRN EXL00243

  • [FCA CF] Client dealing (13 Jan 2025 to 1 Sep 2025)
• Elizabeth Ann Kane

  IRN EAK00004

  • CF10 Compliance Oversight (2 Feb 2015 to 11 Oct 2016)
• Emilio Nahum

  IRN EXN01109

  • CF30 Customer (8 Sep 2011 to 8 Jun 2012)
• Eoin Naughton

  IRN EXN01138

  • [FCA CF] Client dealing (since 27 Oct 2025)
• Eric Buros

  IRN EXB01490

  • CF30 Customer (23 Feb 2012 to 2 Jul 2012)
• Farrokh Shahmir

  IRN FXS01184

  • CF28 Systems and controls (1 Nov 2007 to 1 May 2015)
  • CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)

No changes recorded yet.