GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ferran Cuella Bernaldo

  IRN FXC01512

  • CF30 Customer (20 Feb 2018 to 15 Jun 2018)
• Geoffrey Walsh

  IRN GXW01189

  • CF10 Compliance Oversight (18 Jul 2005 to 14 Mar 2008)
  • CF11 Money Laundering Reporting (18 Jul 2005 to 14 Mar 2008)
• Grahame John Millwater

  IRN GJM01097

  • CF30 Customer (1 Nov 2007 to 20 May 2008)
  • CF1 Director (6 Oct 2005 to 31 Mar 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Henry Peter Edward Kingham

  IRN HPK01008

  • CF30 Customer (2 Nov 2010 to 24 Oct 2014)
• Howard Michael Bruch

  IRN HXB12323

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
• Iain Vyvyan Pocock

  IRN IVP01002

  • CF15 Internal Audit (19 May 2006 to 1 Dec 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
• Ian Charles Gale

  IRN ICG01017

  • CF1 Director (18 Apr 2007 to 31 Mar 2011)
• Ian Michael James Kerton

  IRN IXK15178

  • SMF3 Executive Director (15 Mar 2024 to 21 Jan 2026)
• Isaac Sanday

  IRN IXS01482

  • [FCA CF] Client dealing (1 Jul 2020 to 8 Oct 2021)
• Jagdip Singh Dhanoa

  IRN JXD00421

  • [FCA CF] Client dealing (12 May 2021 to 17 May 2024)

No changes recorded yet.