GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jagjit Singh Jass

  IRN JXJ00234

  • [FCA CF] Client dealing (28 Jul 2022 to 1 Feb 2023)
• James Andrew Dickerson

  IRN JXD22151

  • [FCA CF] Manager of certification employee (24 Aug 2023 to 20 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2025)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• James Andrew Francis

  IRN JXF00288

  • [FCA CF] Client dealing (3 Jun 2021 to 8 Jun 2023)
• James Anthony George Lionel Troughton

  IRN JXT02019

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
  • CF30 Customer (16 Sep 2016 to 8 Dec 2019)
• James Arthur Byng

  IRN JAB01229

  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • CF1 Director (2 Oct 2019 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Matthew Mounty

  IRN JMM01384

  • [FCA CF] Client dealing (since 13 Mar 2024)
• James Nicholas Gearing

  IRN JNG01031

  • CF21 Investment Adviser (6 Nov 2006 to 1 Mar 2007)
• Jason Roger Bolding

  IRN JXB01395

  • [FCA CF] Client dealing (since 24 Nov 2023)
  • SMF3 Executive Director (since 13 Jul 2023)
• Jinal Shah

  IRN JXS01465

  • [FCA CF] Client dealing (since 25 Jul 2023)
• John David King

  IRN JDK01032

  • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)

No changes recorded yet.