GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Dominic Philipsz

  IRN JDP01105

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (5 Nov 2010 to 29 Jan 2019)
• John Myers

  IRN JXM00082

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2022)
• John Wake

  IRN JXW01333

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)
• Johnathan Bharath

  IRN JXB04223

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Jordan Andrew John Fisher

  IRN JXF00128

  • [FCA CF] Client dealing (1 Jul 2020 to 3 May 2022)
• Julian Marsden Roberts

  IRN JMR01091

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (17 Sep 2012 to 8 Dec 2019)
• Kai Ming Cheung

  IRN KMC01086

  • CF30 Customer (27 Feb 2013 to 31 Oct 2014)
• Kavit Ashwin Khagram

  IRN MXK00336

  • [FCA CF] Client dealing (10 May 2021 to 1 Sep 2022)
• Kjell Ahrens

  IRN KXA01914

  • CF30 Customer (8 Aug 2018 to 31 Dec 2018)
• Lee Hitge

  IRN LXH00116

  • [FCA CF] Client dealing (1 Jul 2020 to 30 Nov 2021)

No changes recorded yet.