GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leo Tristram Beckham

  IRN LTB01016

  • CF30 Customer (13 Feb 2015 to 2 Aug 2016)
• Louise Marie Hughes

  IRN LXH00035

  • SMF16 Compliance Oversight (28 Jun 2024 to 11 Feb 2025)
• Mark Trygve Hvidsten

  IRN MTH01054

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
  • CF3 Chief Executive (11 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
  • CF1 Director (6 Oct 2005 to 1 Jan 2010)
  • CF8 Apportionment and Oversight (6 Oct 2005 to 31 Oct 2007)
• Matthew Day

  IRN MXD00661

  • [FCA CF] Client dealing (since 12 Jul 2023)
• Matthew Giles Latham

  IRN MGL01044

  • CF21 Investment Adviser (28 Jan 2002 to 28 Nov 2002)
• Matthew Michael James

  IRN MMJ01031

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
  • CF30 Customer (7 Jun 2017 to 8 Dec 2019)
• Maxim David Stephen Steward

  IRN MDS01086

  • CF1 Director (9 Jun 2004 to 14 Jun 2006)
  • CF21 Investment Adviser (6 Dec 2002 to 14 Jun 2006)
• Michael Cane

  IRN MXC00254

  • [FCA CF] Manager of certification employee (5 May 2021 to 15 May 2024)
  • [FCA CF] Client dealing (15 Jul 2020 to 15 May 2024)
• Michael John Lewis

  IRN MJL01161

  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
• Michael Patrick Chitty

  IRN MPC01041

  • CF15 Internal Audit (19 May 2006 to 1 Dec 2006)

No changes recorded yet.