Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARTHUR J. GALLAGHER (UK) LIMITED (no longer approved here)

    FRN 312919

    • [FCA CF] Significant management (1 Dec 2021 to 1 Feb 2022)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
    • CF3 Chief Executive (11 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Oct 2005 to 31 Oct 2007)
    • CF1 Director (6 Oct 2005 to 1 Jan 2010)
  • Willis Limited (no longer approved here)

    FRN 310186

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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