Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (1 Dec 2021 to 1 Feb 2022)
-
- SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2022)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
- CF3 Chief Executive (11 Apr 2019 to 8 Dec 2019)
- CF30 Customer (11 Apr 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Oct 2005 to 31 Oct 2007)
- CF1 Director (6 Oct 2005 to 1 Jan 2010)
-
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.