Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUEST BROKERS LIMITED (no longer approved here)

    FRN 480595

    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Feb 2026)
    • CF1 Director (11 Apr 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Apr 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (11 Apr 2008 to 30 Sep 2018)
  • KAY INTERNATIONAL PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 300468

    • CF1 Director (AR) (8 Jun 2017 to 14 Jun 2018)
  • Howden Capital Markets Limited (no longer approved here)

    FRN 402258

    • CF30 Customer (5 Mar 2009 to 19 Nov 2009)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • CF1 Director (9 Jun 2004 to 14 Jun 2006)
    • CF21 Investment Adviser (6 Dec 2002 to 14 Jun 2006)
  • MMC Securities Limited (no longer approved here)

    FRN 171459

    • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.